RMS

Table of Content:

  1. What is the policy for T+7 ageing debit?
  2. What is span policy & benefits?
  3. What is the benefit of Service request accepted to stop selling and where I can put the request?
  4. Upto what Limit requests is auto Accepted in CM & FO?
  5. Whether same policy is accepted for Currency requests in wire – FO?
  6. What is the penalty charges levied on span margin short reported by client?
  7. When should the payment be received to avoid span short reporting?
  8. What are action taken by RMS is span margin shortage is reported for the client in particular month?
  9. How does POA pulling happens if margin shortfall?
  10. Which are the Mutual fund that can be accepted in NSEFO Collateral?
  11. What are the haircut percentage applicable for FO Collateral?
  12. What are the penalty charged for any fresh position created in ban scrip?
  13. How one can monitor risk on real time basis?
  14. When does NSEFO RMS selling happens?
  15. Is any information regarding corporate action is provided?
  16. For which all cases limit is blocked in trading system?
  17. When is fund transfer done from cash to FO & FO to cash by system?
  18. How can we settle the clients accounts?
  19. What is the basis on which the client account limit is set?
  20. What is additional limit?
  21. How many times can client take position against given additional limit?
  22. When additional limit is rejected?
  23. Where additional limit request is to be raised?
  24. How can one increase the additional limit?
  25. What is client pool limit?
  26. What is admin limit?
  27. How can one apply for ADMIN?
  28. What are the products available for leveraging to avoid additional limit?
  29. Why clients are in suspension mode?
  30. What needs to be done to remove the code from suspension?
  31. What are the reasons for WIRE additional limit to be rejected?
  32. What are the reasons for limit to be rejected in case of outside DP selling?
  33. What are the reasons for limit to be rejected in case of cheque?
  34. What is follow up?
  35. When is follow up being displayed?
  36. What if follow up is not displayed?
  37. Why wrong follow up penalty is charged in account?
  38. What happens if mistakenly wrong cheque number in entered at the time of follow up?
  39. When a code comes in RMS selling?
  40. How one can avoid RMS selling?
  41. Can RMS selling be stopped? If yes, how?
  42. How many times an individual client can give request to hold RMS selling in a month?
  43. In which segment RMS selling is considered?
  44. What is the process to put code on RMS selling exception?
  45. Can we consider Saturday service request for stop RMS selling?
  46. Is online fund transfer for stop RMS selling considered?
  47. Where can BA/branches see the codes which are under RMS selling?
  48. Where can we punch daily follow up or money pay-in for stop RMS selling?
  49. What is Monday to Friday RMS selling option?
  50. What is stock capital grid?
  51. Why stock capital grid is removed for particular client?
  52. Why codes are in square off mode?
  53. Client code is in credit but still the amount is not reversed in 1200 and the code is not removed from square off. How the reversal is carried in such a situation?
  54. How is the reversal carried if client’s ledger is in credit due to unclear amount, i.e., either unrealized cheque or DP selling?
  55. How is mapping carried for CNT (call-n-trade)?
  56. How is mapping carried if request is received from BA?
  57. What is Global Mapping?
  58. Why does one need to go for OCo/OCa/TC?
  59. Where you need to approach for OCo/OCa/TC?
  60. Which OCo and TC provided by RMS Team?
  61. Can RMS cancel pending orders?
  62. Can RMS modify pending orders?
  63. When RMS selling data is displayed?
  64. How much penalty is charged everyday in case of shortfall in client margins in equity & derivative segments?
  65. When is a penalty of 5% of the shortfall charged?
  66. How can penalty be reversed?
  67. Does the client receive any statements specifying the margin requirements?
  68. Solutions for the frequent questions asked
  69. What is the Risk management
  70. On what basis limit set in client account


  1. What is the VAR margin


  1. What is the client pool limit



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