Brokerage

Sr. No

Type

Category

DETAIL

SOLUTION

1

BROKERAGE

Both

BO - Selection of Sub-broker/Branch code is wrong.

Provide proper sub-broker / Branch code details in form, need to mention page no also

2

BROKERAGE

Both

BO - Final Sign off pending in BO / DP

FINAL SIGN OFF MANDATORY TO REGISTER CLIENT IN THAT SEGMENT

3

BROKERAGE

Individual

Client category wrongly selected .

Pls rectify the data with correct category, Please specify the category

4

BROKERAGE

Both

KYC - Brokerage slab not mentioned in KYC.

Provide correct brokerage details in KYC

5

BROKERAGE

Individual

Client is already registered with MOSL with other Trading code.

Follow reactivation process to activate existing trading code and punch details for Only Demat for new DP account

6

BROKERAGE

Individual

1. Income Proof not provided .

Income proof is mandatory for FNO Activation. You can provide below documents as income proof: 1. Latest 6 Month Bank statement 2. latest financial year Copy of ITR Acknowledgement 3. latest financial year Copy of Form 16 in case of salary income 4. latest for 3 months Copy of Demat account Holding statement

7

BROKERAGE

Individual

Demat Tariff Scheme not select in KYC.

Tick on proper Tariff scheme and punch the same in system

8

BROKERAGE

Individual

1. Provided income proof is not given as per Requirement.

Provide Latest 6 Month Bank statement as Income proof, if not then provide below documents as income proof: 1. latest financial year Copy of ITR Acknowledgement 2. latest financial year Copy of Form 16 in case of salary income 3. Latest Demat holding statement as on date with the value of more than 50K for acceptance.