Bank Proof

Sr. No

Type

Category

DETAIL

SOLUTION

1

BANK PROOF

Individual

Bank proof in the name of proprietorship firm is given.

Required Bank proof on name of Individual, If not available then, provide bank verification letter stating client is the proprietor for the firm, for said bank account, along with client photo duly attested by bank.

2

BANK PROOF

Both

Bank proof is not showing NRE / NRO status.

Required Bank Passbook/Statement stating NRE/NRO status. If not available then, can provide personalized cheque leaf copy stating NRE/NRO status.

3

BANK PROOF

Individual

BP - Bank A/c No. / Bank Name not mentioned / not clear on given proof.

"Required Bank Passbook/Statement stating client A/C No., Name, MICR & IFSC correctly as mention on KYC form, If not can provide personalized cheque leaf copy stating MICR/IFSC code and A/c No. as mention on KYC form

4

BANK PROOF

Individual

BP - Bank A/c No. does not match with given proof and KYC.

"Required Bank Passbook/Statement stating client A/C No., Name, MICR & IFSC correctly as mention on KYC form, If not can provide personalized  cheque leaf copy stating MICR/IFSC code and A/c No. as mention on KYC form

5

BANK PROOF

Both

Modification Form / BP - Bank Proof not submitted.

"Required Bank Passbook/Statement stating client A/C No., Name, MICR & IFSC correctly as mention on KYC form, If not can provide personalized  cheque leaf copy stating MICR/IFSC code and A/c No. as mention on KYC form

6

BANK PROOF

Both

BP - Proof not submitted for IFSC/MICR details OR MICR code not mentioned/ mismatch on Cancelled Cheque.

"Required Bank Passbook/Statement stating client A/C No., Name, MICR & IFSC correctly as mention on KYC form, If not can provide personalized  cheque leaf copy stating MICR/IFSC code and A/c No. as mention on KYC form

7

BANK PROOF

Both

BP - Client details are not visible on Bank Proof.

Required Bank Passbook/Statement stating client A/C No., Name, MICR & IFSC correctly as mention on KYC form, If not can provide personalized  cheque leaf copy stating MICR/IFSC code and A/c No. as mention on KYC form

8

BANK PROOF

Both

BP - Client Name does not match with Proof submitted.

Required Bank Passbook/Statement stating client A/C No., Name, MICR & IFSC correctly as mention on KYC form, If not can provide personalized  cheque leaf copy/BVL stating MICR/IFSC code and A/c No. and Name as mention on KYC form

9

BANK PROOF

Both

BP - Given document is invalid bank proof as it is not as per checklist.

Provide a valid Bank proof. Doc given #

10

BANK PROOF

Both

BP - Bank details are incorrect on KYC.

rectify bank details on KYC and take Client counter sign against correction)

11

BANK PROOF

Both

BP - MICR /IFSC code not available in system.

Follow the process of MICR/ IFSC creation and get it created before punching data

12

BANK PROOF

Both

KYC Sub broker has affixed Franchisee stamp on proofs, is invalid.

Require new proofs only with Verified with Original and DP round stamp with signature.

13

BANK PROOF

Both

Client’s self-attestation missing on document/s.

Provide self-attestation on all documents.

14

BANK PROOF

Both

KYC - Counter Signature of client is required against Cancellation done on page

do not use white ink for correction .

15

BANK PROOF

Both

Cancellation/ correction done in Modification form

All Holders counter signature required against cancellation/ correction done in Modification form.

16

BANK PROOF

Both

Details missing / incorrect on Form / System

balance Sheet of last 2 years, MOA, IT return, Annexure page

17

BANK PROOF

Individual

Joint Holder Signature missing / mismatch on Modification form.

Require joint holder signature as per signature in system

18

BANK PROOF

Both

White ink has been applied on Modification form/ Proof.

Require new modification form duly filled and signed by client.

19

BANK PROOF

Both

Mapping of document / form is not done/ incorrect in system

Map proper document as per option provided in dropdown in VIEW/MAP option.

20

BANK PROOF

Both

Margin Cheque copy/approval mail is missing

Provide copy of margin cheque with valid amount OR approval email

21

BANK PROOF

Individual

PMS - NRI Bank form not filled .

Mention the proper Details.

22

BANK PROOF

Both

VERIFIED AGAINST ORIGINAL attestation is missing on proof.

Affix VERIFIED AGAINST ORIGINAL stamp and signature with name on proof copy.

23

BANK PROOF

Both

ID - In person Verification Stamp along with name & sign of authorized person missing on ID proof. Give the same.

Affix IPV stamp and mention clear and complete details as per the stamp.

24

BANK PROOF

Both

Margin Cheque copy/approval mail is missing

Required Margin Cheque copy with valid amount and CMS, if not need to provide waiver approval from authorized person

25

BANK PROOF

Both

Bank proof in the name of proprietorship firm is given.

Required Bank proof on name of Individual, If not available then, provide bank verification letter stating client is the proprietor for the firm, for said bank account, along with client photo duly attested by bank.

26

BANK PROOF

Both

Bank proof is not showing NRE / NRO status.

Required Bank Passbook/Statement stating NRE/NRO status. If not available then, can provide personalized cheque leaf copy stating NRE/NRO status.

27

BANK PROOF

Both

Modification Form / BP - Bank Proof not submitted.

Required Bank Passbook/Statement stating client A/C No., Name, MICR & IFSC correctly as mention on KYC form, If not can provide personalized  cheque leaf copy stating MICR/IFSC code and A/c No. as mention on KYC form

28

BANK PROOF

Both

BP - Proof not submitted for IFSC/MICR details OR MICR code not mentioned/ mismatch on Cancelled Cheque.

Required Bank Passbook/Statement stating client A/C No., Name, MICR & IFSC correctly as mention on KYC form, If not can provide personalized  cheque leaf copy stating MICR/IFSC code and A/c No. as mention on KYC form

29

BANK PROOF

Both

BP - Client details are not visible on Bank Proof.

Required Bank Passbook/Statement stating client A/C No., Name, MICR & IFSC correctly as mention on KYC form, If not can provide personalized  cheque leaf copy stating MICR/IFSC code and A/c No. as mention on KYC form

30

BANK PROOF

Both

BP - Given document is invalid bank proof as it is not as per checklist.

Provide a valid Bank proof. Doc given #

31

BANK PROOF

Both

BP - Bank details are incorrect on KYC.

rectify bank details on KYC and take Client counter sign against correction)

32

BANK PROOF

Both

BP - MICR /IFSC code not available in system.

Follow the process of MICR/ IFSC creation and get it created before punching data

33

BANK PROOF

Both

KYC Sub broker has affixed Franchisee stamp on proofs, is invalid.

Require new proofs only with Verified with Original and DP round stamp with signature.

34

BANK PROOF

Both

Margin Cheque copy/approval mail is missing

Provide copy of margin cheque with valid amount OR approval email

35

BANK PROOF

Individual

PMS - NRI Bank form not filled .

Mention the proper Details.