What are the major compalinces to be observed in Terminal Management?

1. All Terminals have to be operated at locations which is registered with Exchanges. We are registering MCORE locations with Exchanges

2. All Terminals have to be operated by the dealer / user in whose name terminal is created and registered with Exchanges

3. Certificates also should not be in use with another broker outside MOSL

4. If change in address of BA/Branch then same need to be update at Exchange level and WIRE-MCORE.

5. Mandatory certificates agasinst terminal of FNO & CD must be validate before expiry or deactivate it.

6. Periodically review of terminals. If terminals not in use for long time then deactivate it.

If the above compliance's are not followed, the same will attract severe penal actions from Exchanges / HO.