Solutions for the frequent queries

 


 

Margin Funding

Definition

Process

Alternative  Process

Pros and Cons

Shares Release

Share release can be defined as:

1) Request received from client to release the shares available with MOFSL either as Off market or transfer to FO collateral.

2) Release of respective shares lying with MOFSL for client pay in if sold by client.

1 ) Any shares release as off market is verified and duly approved by MOFSL Team once request received and processed accordingly, Client can request for shares transfer from MOFSL to FO segment in wire , if lying in free balance (clients POA) than it will get transfer ( as per FO approved list)

2) If client has sold or RMS selling has been done , Funding Team (at HO) will automatically releases the shares for pay in.

NA

1) If any request received for off market or FO transfer and shares are in pledge , first shares needs to be got released from bank and such request has to be received by 1.PM and the shares will be received on T+1 days, however if shares can be released will be approved by Funding team as an Risk Point of view , if this process is not followed there are chances that there will be pay in short outside MOSL if any.

MOFSL Ledger

MOFSL Ledger is the details of Funding Availed

Ledger available in Biz ops under Reports >>statutory>> select MOFSL as company.

NA

NA

Closure

Client request to close the Funding A/c

Closure documents has to be received at HO. Once received documents will be verified and can be closed if MOFSL ledger is Zero ( NIL)

NA

If discrepancies in closure request received and MOFSL ledger is not NIL , request will be rejected

Limit updation

Limit updation of Margin funding client is through system and is set in BOD process , however Client can requests for Additional Limit over and above set by the System

Additional limit through Approval

NA

Pros:- Allows client to use more funds to buy shares.





Cons:- Client can result in buying unapproved shares , Client also results in utilizing limit over and above sanctioned Limit , both this case can result in RMS selling / Margin Call / Shortage

MOFSL INTEREST

An Interest is charged on the amount of funds used by the Client and has been calculated on the Daily basis (Ledger Balance) . Normally default interest rate is 16.25% PA, interest is charged on the funds used by the Client. Interest rate can differ to client as per approval matrix

Through System & Approval Matrix and has been debited to client ledger on monthly , i.e. interest is debited on last day of the month

NA

NA

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